Director of Compliance MLRO
- Hybrid, Greater London
- £100,000 - £150,000
about the role
One of the fastest growing, independent foreign exchange and money transfer companies in the UK. They are FCA authorised and consistently moves over $1 Billion in transactions annually. This business have culture at the centre of everything they do and the business as a whole have a really strong relationship with compliance.
Responsible for managing all Compliance related activities across all geographical locations where the firm is active. These shall include on-boarding, transaction monitoring, fraud and risk, as well as developing and enhancing new and existing processes. The individual shall also perform all duties and discharge obligations as are expected of a Group MLRO.
Managing and leading a Compliance team, across the UK and EU offices, including on-going training and development;
Client on-boarding - reviewing and authorising Private and Corporate client accounts, ensuring full KYC and Customer Due Diligence is completed
Managing and recording PEP, Sanctions and Transaction Monitoring alerts;
Manage any potential fraud risk across the business, including Credit and Debit card transactions;
Company MLRO - complete all duties and reporting obligations associated with the MLRO position;
Maintaining relationships with banking counterparts, regulators and external stakeholders;
Working with the board to ensure the compliance framework remains aligned with business philosophy and culture;
Policy Ownership - Drafting, reviewing and approving relevant Policies and Procedures in line with the Risk framework and Risk Register of the firm;
Act as the central POC for any required legal liaison across all teams;
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