Compliance Monitoring and Testing Lead
- Greater London
about the role
This company have a clear mission to remove borders from money they are the fairest, easiest way to manage your money across borders. They're just at the beginning of their story and growing at an incredible pace.
They're looking for a Monitoring and Testing Lead who will focus on developing and maintaining the regulatory compliance monitoring and testing plan for the UK as the company grows. You will work with colleagues from a wide variety of teams including Product, Treasury, Operations and Compliance to provide assurance and help strengthen companies approach to managing the regulatory risks throughout a range of current and new products. You will work with global monitoring and testing colleagues to share best practice and coordinate approaches.
-Can adapt to a fast moving environment - ideally you have both FinTech and traditional experience, may be from a consultancy background,
-Held different roles within the same organisation and you're comfortable with taking a pragmatic approach
-Thorough understanding of risk and control and a controls testing expert
-Have a good understanding of the basics of regulatory compliance (not just fincrime), ideally you would have experience in both FinTech (EMI license) and investment environments.
-You have a thorough understanding of governance, risk and control best practice and have experience designing and carrying out risk-based controls testing in a compliance, IA, audit or consulting role.
-You're keen to explore how automation, analytics and tooling can make our team stronger, and you're comfortable working with analysts and developers to achieve this.
-Work with key stakeholders to create and deliver a risk based monitoring and testing plan for the UK, including identifying and testing key controls to evaluate compliance with rules and regulations. Work closely with colleagues in the Financial Crime Assurance or other controls testing teams to avoid duplication.
-Proactively communicate solutions to address control gaps or how our processes can be enhanced, as well as tracking these through to completion.
-Support the wider monitoring and testing team strategy by collaborating with global colleagues and developing the UK team.
-Adapt your focus depending on the regulatory agenda, growth plans and compliance needs.
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